Blog

We Can Help You Prepare While no one can predict the financial markets, there are actions that can be taken to insulate your retirement plan. Being prepared in the face of global uncertainty will solidify [...]

Recent litigation and the (now delayed) Fiduciary Rule have led plan sponsors to take a close look at plan fees as part of their fiduciary duty, and many fiduciaries believe that selecting providers with the [...]

DOL Fiduciary Rule Update Firms have spent more than a year and millions of dollars preparing for the DOL Fiduciary rule, set to commence on April 10. This rule requires retirement plan service providers, such [...]

Pre-approved 403(b) plan document The IRS announced March 31, 2020 as the last day to retroactively correct defects in 403(b) plan documents and the last day to adopt a pre-approved plan document.   We will [...]

What does a plan sponsor do when a participant goes missing? If a participant has a balance in the plan—even if he/she is terminated, the plan sponsor has a fiduciary obligation to ensure that participant [...]

Monday, January 16th our office is open but the markets are closed. No trades will be processed. Enjoy the holiday weekend!